Investment Management

Access to a wide range of investment products and services through LPL Financial.  Investment products include mutual funds, exchange traded funds, individual securities, CDs, bonds and annuities.  Services include fee based advisory accounts and portfolio management as well as commission based products.

Investment Management Process

Step-by-step process that helps create a strategy that works for your specific needs and goals. 

Step 1: Understanding Your Needs and Goals

  • Analyze your current portfolio
  • Develop an understanding of your needs, objectives and time horizon
  • Complete a Risk Tolerance questionnaire

Step 2: Design a Custom Proposed Portfolio

  • Determine asset allocation
  • Consider Investment selection
  • Present proposal for review and approval  

Step 3: Monitor Performance

  • Monitor investments going forward to ensure continued suitability
  • Rebalance portfolio as scheduled